FINRA
Arbitration panels of The Financial Industry Regulatory Authority, Inc. (“FINRA”) decide the vast majority of Wall Street employment-related disputes. At the Law Offices of David S. Rich, LLC, our FINRA arbitration attorneys have substantial experience representing employees in the securities industry in employment-related arbitration proceedings against brokerage firms before FINRA. Further, at the Law Offices of David S. Rich, LLC, we have extensive experience representing employees in the securities industry in investigations and formal disciplinary actions brought by FINRA.
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