Professional Discipline

At the Law Offices of David S. Rich, LLC, we have substantial experience representing professionals in disciplinary investigations and formal disciplinary actions brought by New York State and federal administrative agencies or by self-regulatory organizations (“SROs”).

Among the types of investigations and disciplinary actions in which we represent professionals are the following:

• Professional Disciplinary Actions
• New York OPD Investigations and Disciplinary Hearings
• CFP Board Investigations and Disciplinary Hearings
• New Jersey Professional Disciplinary Actions